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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-30 |
| CA | RA | APPROVED | 2013-05-13 |
Branch Locations
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Anaheim | CA | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anaheim | CA | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, JUSTIN, TX, 100% OWNED BY DOBBYN FAMILY TRUST, START DATE 2/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, MAINTENANCE & RECEIVE RENTAL INCOME. TRUSTEE FOR SISTER-IN-LAW; INV. RELATED; LA VERNE, CA; START DATE 2/2/2024; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-08 |
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