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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-11-30
OH RA APPROVED 1999-08-13
  • FL RA
    APPROVED
    Since 2015-11-30
  • OH RA
    APPROVED
    Since 1999-08-13

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beachwood OH 05/1992 Present
Other Businesses

SHOWER SEAL INC. OHIO. NOT INVESTMENT RELATED. BUSINESS - PRODUCT TO STOP LEAKING SHOWER FLOORS. TITLE - OWNER. START DATE - 12/27/2006. 3 HRS PER MONTH. DUTIES - MANAGE ALL ASPECTS OF BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-04
  • S63 Uniform Securities Agent State Law Examination
    1988-01-04
Other Names
  • Russ Kane

View on SEC IAPD

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