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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-08-30
  • NH RA
    APPROVED
    Since 2022-08-30

Branch Locations

Freedom, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Freedom NH 11/1987 07/2021
Various Insurance Carriers For W & R Insurance Agencies Freedom NH 03/1995 07/2021
Pequawket Trail Bike Path Fund Freedom NH 02/2016 10/2017
Lpl Financial Llc Freedom NH 07/2021 08/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Freedom NH 08/2022 Present
  • 11/1987 → 07/2021
    Waddell & Reed, Inc.
    Freedom, NH
  • 03/1995 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Freedom, NH
  • 02/2016 → 10/2017
    Pequawket Trail Bike Path Fund
    Freedom, NH
  • 07/2021 → 08/2022
    Freedom, NH
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    Freedom, NH
Previous Registrations
  • 2021-07-21 → 2022-09-02
    Freedom, NH
    Hamden, CT
  • 1997-07-29 → 2021-07-21
    Waddell & Reed
    Freedom, NH
    Portsmouth, NH
    Portsmouth, NH
    Dover, MA
    Hamden, CT
Other Businesses

1.) CO-OWNER OF QUEEN HOUSE, LLC; RENTAL PROPERTY; OWNED WITH SIGNIFICANT OTHER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-18
S63 Uniform Securities Agent State Law Examination 1987-12-15
  • S65 Uniform Investment Adviser Law Examination
    1997-03-18
  • S63 Uniform Securities Agent State Law Examination
    1987-12-15
Other Names
  • Marjorie Lynne Mason
  • Marjorie Lynne Mason
  • Marjorie Lynne Amico

View on SEC IAPD

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