Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2022-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Freedom | NH | 11/1987 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Freedom | NH | 03/1995 | 07/2021 |
| Pequawket Trail Bike Path Fund | Freedom | NH | 02/2016 | 10/2017 |
| Lpl Financial Llc | Freedom | NH | 07/2021 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Freedom | NH | 08/2022 | Present |
1.) CO-OWNER OF QUEEN HOUSE, LLC; RENTAL PROPERTY; OWNED WITH SIGNIFICANT OTHER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-15 |
Reach out to this advisor