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Laura M Monnett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Birmingham, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
AL RA APPROVED 2025-07-06
  • TX RA
    APPROVED
    Since 2025-08-07
  • AL RA
    APPROVED
    Since 2025-07-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities, Inc. Gainesville FL 04/2016 04/2017
Bbva Compass Bank Birmingham AL 03/2016 04/2017
Bbva Compass Insurance Agency, Inc. Austin TX 06/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 09/2024 Present
First Financial Bank Greencastle IN 04/2017 05/2024
Unemployed Birmingham AL 05/2024 09/2024
University Of Southern Indiana Evansville IN 08/2021 08/2022
  • 04/2016 → 04/2017
    Bbva Securities, Inc.
    Gainesville, FL
  • 03/2016 → 04/2017
    Bbva Compass Bank
    Birmingham, AL
  • 06/2016 → 04/2017
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Birmingham, AL
  • 04/2017 → 05/2024
    First Financial Bank
    Greencastle, IN
  • 05/2024 → 09/2024
    Unemployed
    Birmingham, AL
  • 08/2021 → 08/2022
    University Of Southern Indiana
    Evansville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
S63 Uniform Securities Agent State Law Examination 2013-11-21
  • S66 Uniform Combined State Law Examination
    2025-07-02
  • S63 Uniform Securities Agent State Law Examination
    2013-11-21
Other Names
  • Laura Michelle Heeke
  • Laura M Heeke
  • Laura M. Monnett
  • Laura Michelle Heeke
  • Laura Michelle Monnett

View on SEC IAPD

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