Charles Joseph Abboud

Current Employers

Employment History

• 09/2011 → 03/2018
  Lpl Financial
  Baton Rouge, LA
• 01/2006 → 11/2021
  Bancorpsouth Insurance Services, Inc.
  Baton Rouge, LA
• 03/2018 → 11/2022
  Infinex Investments, Inc.
  Meriden, CT
• 11/2022 → 12/2023
  Lpl Financial Llc
  Baton Rouge, LA
• 12/2021 → 11/2023
  Cadence Insurance
  Baton Rouge, LA
• 12/2023 → Present
  Gallagher Fiduciary Advisors, Llc
  Baton Rouge, LA
• 12/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Baton Rouge, LA
• 12/2023 → Present
  Cadence, An Ajg Company
  Baton Rouge, LA

Previous Registrations

• 2022-11-30 → 2023-12-12
  Lpl Financial Llc
  Baton Rouge, LA
  Baton Rouge, LA
  San Diego, CA
• 2018-03-15 → 2022-11-30
  Osaic Institutions, Inc.
  Baton Rouge, LA
  Charlotte, NC
  Baton Rouge, LA
• 2011-09-19 → 2018-03-29
  Lpl Financial Llc
  Baton Rouge, LA
  San Diego, CA
  Baton Rouge, LA
• 2006-08-18 → 2011-09-27
  Walnut Street Securities, Inc.
  Baton Rouge, LA

Other Businesses

1) Bridge Center for Hope; Investment related: no; 728 North Blvd, Baton Rouge, LA 70802; Nature or Structure of Business: Corporation - nonprofit; Position: director; Start date: 2016; hours per month: 3; securities trading hours 2; Duties: director - committee member. 2) Gallagher Fiduciary Advisors, LLC; Investment related: yes; 2850 Golf Road, Rolling Meadows, IL 60008; Nature or Structure of Business: This is a Limited Liability Company (LLC); Position: Investment Advisor Representative; Start date: 12/15/2023; hours per month: 140; securities trading hours 6; Duties: Investment consulting. 3) Cadence Insurance; Investment related: 4041 Essen Lane, Suite 101, Baton Rouge, LA 70809; Nature or Structure of Business: Corporation; Position: SVP Benefits; Start date: 07/01/2022; hours per month: 100; securities trading hours 50; Duties: Sales and consulting on employee benefits. 4) ST VINCENT DEPAUL COUNCIL POSITION: Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/14/2026 ADDRESS: 1647 Convention St, Baton Rouge LA 70802, United States DESCRIPTION: Director serving on board with emphasis on employee benefits and insurance

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-11-22

Designations

Other Names

• Charlie Abboud