Mark George Serrian

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-11-17

PA RA
APPROVED

Since 2025-11-17

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

2925 Pottsville-Minersville Hwy Ste 2 [Satellite], Minersville, PA 17954 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Pottsville	PA	01/2006	11/2025
Wells Fargo Advisors Financial Network, Llc	Minersville	PA	11/2025	Present

01/2006 → 11/2025

Oppenheimer & Co

Pottsville, PA
11/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Minersville, PA

Previous Registrations

2006-09-18 → 2025-11-21

Oppenheimer & Co. Inc.

Jenkintown, PA

Pottsville, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1988-02-05

S65 Uniform Investment Adviser Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1988-02-05