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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Tax Consultants Inc | Fall River | MA | 11/1982 | Present |
| 1St Global Capital Corp. | Fall River | MA | 07/1994 | 10/2019 |
| 1St Global Advisors, Inc. | Fall River | MA | 10/1998 | 10/2019 |
| Avantax Insurance Services, Inc. | Fall River | MA | 06/2005 | 09/2025 |
| Avantax Investment Services, Inc. | Fall River | MA | 10/2019 | 09/2025 |
| Avantax Advisory Services | Fall River | MA | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Fall River | MA | 06/2005 | 09/2025 |
| Cetera Wealth Services, Llc | Fall River | MA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RENTAL PROPERTY POSITION: OWNER NATURE: REAL ESTATE RENTAL INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2013 ADDRESS: Fall River MA 02720, United States DESCRIPTION: LANDLORD 2) THE TAX CONSULTANTS INC; OTHER - SELF EMPLOYED TAX PREPARER/ACC; NIR; 11/01/1982; 3) THE ROBERT F. STOICO / FIRSTFED CHARITABLE FOUNDATION POSITION: Director NATURE: The Robert F. Stoico / FIRSTFED Charitable Foundation supports non-profit organizations primarily in Southeastern Massachusetts and Rhode Island. Our mission is to strengthen the community by enhancing opportunities for Education, Job Development, Affordable Housing, Accessibility to Healthcare and the Arts. Through offering financial support, we impact local individuals, families and non-profits for the ultimate benefit of our community as a whole INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 435 Columbia Street, Fall River MA 02721, United States DESCRIPTION: Local non-profit organizations submit requests for funding. The board consists of four members. Requests are reviewed and a decision is made whether or not to make contributions to said organizations. The organization does have investment accounts that are used to fund the requests. Periodically the board reviews the managed investment accounts. I have no direct involvement in choosing the investments. I have no direct contact with the outside account managers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-21 |
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