Kimila Kay Setzer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 12/2017
  K Investment Management, Inc
  Portland, OR
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2017 → 12/2019
  Klostermann & Associates
  Pillager, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-12-05 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
  Woodburn, OR

Other Businesses

1) FIXED INSURANCE SALES. 2) NAME OF OTHER BUSINESS: K INVESTMENT MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY USED TO PROCESS COMMISSIONS; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 30-40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENTITY USED TO PROCESS COMMISSIONS; 3) NAME OF OTHER BUSINESS: KIMILA KAY ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: AUTHOR ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: AUTHOR ; APX NUMBER OF HOURS PER WEEK: 8-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: WRITING FICTIONAL BOOKS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-21
• S63 Uniform Securities Agent State Law Examination
  1990-11-28

Other Names

• Kimila Kay Greb
• Kimila Kay Henson