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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-04
TX RA APPROVED 2013-04-05
WA RA APPROVED 2013-04-05
  • CA RA
    APPROVED
    Since 2025-12-04
  • TX RA
    APPROVED
    Since 2013-04-05
  • WA RA
    APPROVED
    Since 2013-04-05

Branch Locations

La Quinta, CA • United States

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bellevue WA 04/2013 Present
  • 04/2013 → Present
    Stifel Nicolaus & Co Inc
    Bellevue, WA
Previous Registrations
Other Businesses

1. RENTAL PROPERTY DUPLEX; OWNER; 2 HOURS PER YEAR; NOT DURING SECURITY TRADING HOURS. 2. ROCKY'S HOT ROD SHOP; 2520 85TH AVE NE CLYDE HILL WA 98004; BUYING AND RESTORING CLASSIC CARS; CO-PRESIDENT; BUYS CARS; AFFILIATION STARTED 07/31/2016; 10 HOURS PER QUARTER; NOT DURING SECURITIES TRADING HOURS; HE IS CO-OWNERS WITH HIS SON; NOT INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-17
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-04-17
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09
Other Names
  • Andy Campbell

View on SEC IAPD

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