Carl James Peterson

Current Employers

Employment History

• 07/1995 → Present
  Lindberg & Ripple, Inc.
  Bloomfield, CT
• 08/2000 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 07/2023 → Present
  Lindberg & Ripple, Lri Investments, Llc
  Palm Beach Gardens, FL

Other Businesses

1. The Bushnell Performing Arts Center; 166 Capitol Avenue, Hartford CT 06106; Performing Arts Center; Not Investment Related; Board of Trustees; Provide strategic direction to management; 4/1/2018; 3 hours/month, 3 hours/month during trading hours. 2. Hartford Foundation for Public Giving; 10 Columbia Boulevard, 8th Floor, Hartford, CT 06106; 04/01/2020; Investment Committee Member; Work to develop investment strategy and monitor performance; Investment Related; 2 hours/month; 1 hour/month during trading hours. 3. Lindberg & Ripple; 29 South Main Street, Suite 311, West Hartford, CT 06107; 08/01/1995; Principal; Life insurance and investment advisory services; Investment Related; 280 hours/month; 160 hours/month during trading hours. 4. Lindberg & Ripple, LRI Investments, LLC; 3825 PGA Boulevard, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment Related; Member; Management; 07/2023; 2 Hours Per Month; 2 Hours Per Month During Trading Hours. 5. LRI Holdings LLC; 29 South Main Street, Suite 311, West Hartford, CT 06107; entity holds passive investments; Investment related; Member; Determines participation in investment opportunities; 05/21/2014; 1 hr/month; 1 hr/month during trading hours. 6. SP Investments Squared, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Holding company for RIA interest; Investment Related; Member; Member of administrative entity; 02/01/2025; 0 hr/mo; 0 hr/mo during trading hours. 7. Finseca, 400 K Street, N.W., Suitr 625 Washington, DC 20005; Not investment related; Advocacy organization for the life insurance industry. Non-profit; Board of Directors; 06/01/2026; 5 hr/mo; 5 hr/mo during trading hours; Create strategic direction for the organization

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-03-18

Designations