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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-05 |
| VA | RA | APPROVED | 2013-06-14 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
1676 International Drive Suite 610, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 06/2013 | Present |
SFM ASSOCIATES, INC, INV RELATED, MCLEAN, VA, 100% OWNERSHIP, START 6/10/2013, 1 HR PER MONTH, 1 HR DURING TRADING, BUSINESS ACCOUNT FOR LLC FOR FINET PRACTICE.| MCLAUGHLIN GP, LLC; INV RELATED ;MCLEAN, VA; 90% OWNERSHIP; START DAT 05/06/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; FORMED TO SELL 10% TO A LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-30 |
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