Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-08 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | New York | NY | 04/2007 | 12/2023 |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 12/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2023 |
| Ameriprise Financial Services | Hauppauge | NY | 12/2023 | 12/2023 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hauppauge | NY | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
Reach out to this advisor