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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-03 |
| CT | RA | APPROVED | 2024-12-05 |
| NY | RA | APPROVED | 2024-12-05 |
| TX | RA | APPROVED | 2024-12-05 |
Branch Locations
Boynton Beach, FL • United States
88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hewlett | NY | 07/2016 | 12/2024 |
| Bank Of America, N.A. | Hewlett | NY | 09/2016 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-06 |
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