Vernon Delaney Hobbs

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-04-17
CA	RA	APPROVED	2015-10-29

TX RA
APPROVED_RES

Since 2018-04-17
CA RA
APPROVED

Since 2015-10-29

Branch Locations

1870 Solano Avenue, Berkeley, CA 94707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Sacramento	CA	05/2009	02/2024
Silicon Valley University	San Jose	CA	01/2013	12/2017
Jpmorgan Securities Llc	Berkeley	CA	09/2015	Present

05/2009 → 02/2024

Metlife Securities

Sacramento, CA
01/2013 → 12/2017

Silicon Valley University

San Jose, CA
09/2015 → Present

Jpmorgan Securities Llc

Berkeley, CA

Previous Registrations

2009-06-10 → 2015-10-20

Msi Financial Services, Inc.

Walnut Creek, CA

Sacramento, CA

Oakland, CA

Sacramento, CA

Walnut Creek, CA

Walnut Creek, CA

Oakland, CA

San Jose, CA
2006-11-06 → 2009-05-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oakland, CA
2004-04-01 → 2006-11-21

Ameritas Investment Company, Llc

Oakland, CA

Sacramento, CA

Oakland, CA
2003-07-24 → 2003-12-05

Hornor, Townsend & Kent, Llc

Walnut Creek, CA
2002-11-28 → 2003-03-13

Ameriprise Financial Services, Llc

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-25

S66 Uniform Combined State Law Examination

2002-11-25

View on SEC IAPD

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BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA

FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA

VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA

CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA

Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA

STRATEGIC ADVISERS LLC · BERKELEY, CA

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