Douglas Evans Parker

Current Employers

Sage, Rutty & Co., Inc.

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-18
FL	RA	APPROVED	2007-11-16

NY RA
APPROVED

Since 2021-06-18
FL RA
APPROVED

Since 2007-11-16

Branch Locations

100 Corporate Woods Suite 300, Rochester, NY 14623 • UNITED STATES

100 Corporate Woods Suite 300, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sage, Rutty & Co., Inc.	Rochester	NY	09/1996	Present

09/1996 → Present

Sage, Rutty & Co., Inc.

Rochester, NY

Other Businesses

Hope Hall School: Board of Trustees, 06/2019 - present, non-investment related, no major time devoted during securities trading hours. MCC Foundation: Fundraising Board Member, 09/2022 - present, non-investment related, no major time devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-26
S63	Uniform Securities Agent State Law Examination	1987-12-07

S65 Uniform Investment Adviser Law Examination

1998-10-26
S63 Uniform Securities Agent State Law Examination

1987-12-07

Other Names

Douglas E Parker
Douglas E Parker

View on SEC IAPD

Current Employers

Sage, Rutty & Co., Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews