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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-04-14 |
| SC | RA | APPROVED | 2025-06-11 |
| FL | RA | APPROVED | 2024-04-02 |
| AZ | RA | APPROVED | 2023-02-09 |
| TX | RA | APPROVED_RES | 2023-01-24 |
| CO | RA | APPROVED | 2021-12-01 |
| LA | RA | APPROVED | 2020-01-30 |
| VA | RA | APPROVED | 2019-01-17 |
| MO | RA | APPROVED | 2016-08-18 |
| KS | RA | APPROVED | 2016-06-10 |
Branch Locations
8500 West 110Th Street Suite 510, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashar | Overland Park | KS | 02/2015 | 09/2016 |
| Ohio National Financial Services | Cincinnati | OH | 02/2016 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2016 | Present |
1) Insurance; 8500 West 110th Street, Suite 510, Overland Park, KS 66210; fixed insurance, annuity, ltc and health insurance; owner; 01/01/1991; 10 hours/month ( 2 hours during market hours); sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-14 |
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