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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-04-15
TX RA APPROVED 2020-04-15
  • MO RA
    APPROVED
    Since 2020-04-15
  • TX RA
    APPROVED
    Since 2020-04-15

Branch Locations

202 North Stadium Blvd, Columbia, MO 65203 • United States

109 E. Nifong Blvd, Columbia, MO 65203 • United States

3100 Paris Road, 65202, MO 65202 • United States

801 East Broadway, Columbia, MO 65201 • United States

1802 East State Route K, West Plains, MO 65775 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Bank Columbia MO 01/1986 04/2020
Raymond James Financial Services, Inc Columbia MO 10/2015 04/2020
Raymond James Financial Services Advisors Inc. Columbia MO 10/2015 04/2020
Tortuga Tercero Llc Boonville MO 10/2006 Present
Successor Trustee For Father'S Trust Boonville MO 12/2018 Present
Simmons Bank Colombia MO 04/2020 Present
Lpl Financial Llc Columbia MO 04/2020 Present
  • 01/1986 → 04/2020
    Landmark Bank
    Columbia, MO
  • 10/2015 → 04/2020
    Raymond James Financial Services, Inc
    Columbia, MO
  • 10/2015 → 04/2020
    Columbia, MO
  • 10/2006 → Present
    Tortuga Tercero Llc
    Boonville, MO
  • 12/2018 → Present
    Successor Trustee For Father'S Trust
    Boonville, MO
  • 04/2020 → Present
    Simmons Bank
    Colombia, MO
  • 04/2020 → Present
    Columbia, MO
Previous Registrations
Other Businesses

1)03/13/2020 - Simmons Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020 2)03/13/2020 - Real Estate Rental - Owner - Boonville, Mo - start: 10/2012 - 5 hr/mth 3)03/13/2020 - Tortuga Tercero LLC - Owner - Real Estate Rental - Columbia, MO - start: 05/2005 - 5 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
S63 Uniform Securities Agent State Law Examination 1988-01-06
  • S66 Uniform Combined State Law Examination
    2025-12-18
  • S63 Uniform Securities Agent State Law Examination
    1988-01-06
Other Names
  • Deann Y Schafer
  • Deann Smith

View on SEC IAPD

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