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Jeffrey Scott Markham

Stifel, Nicolaus & Company, Incorporated

Dallas, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-20
  • TX RA
    APPROVED
    Since 2024-06-20

Branch Locations

2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 12/1987 11/2023
Stifel, Nicolaus & Company, Incorporated Dallas TX 06/2024 Present
Retired Dallas TX 12/2023 05/2024
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-17
S63 Uniform Securities Agent State Law Examination 1988-03-02
  • S65 Uniform Investment Adviser Law Examination
    1995-10-17
  • S63 Uniform Securities Agent State Law Examination
    1988-03-02
Other Names
  • Jeff Markham

View on SEC IAPD

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