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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-23 |
| GA | RA | APPROVED | 2021-02-04 |
| TX | RA | APPROVED | 2021-02-03 |
Branch Locations
5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atlanta Financial Associates, Inc. | Atlanta | GA | 07/1992 | 01/2021 |
| Commonwealth Financial Network | Waltham | MA | 08/2009 | 08/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2018 | Present |
| Mercer Global Advisors Inc. | Atlanta | GA | 01/2021 | 06/2021 |
| Mercer Global Advisors Inc. | Atlanta | GA | 06/2021 | 12/2025 |
| Mercer Global Advisors Inc. | Atlanta | GA | 01/2026 | Present |
1.)Registered Representative with Purshe Kaplan Sterling Investments (Member FINRA/SIPC) in Atlanta, GA since 08/01/2018. Services clients' existing investments held at broker-dealer. Devotes less than 1 hour a month (less than 1 hour during trading hours) to this activity and does not receive compensation. The activity is investment related. 2.)Principal/Owner of Prosperity Financial Advisors since 01/01/2019. Not investment related. 5901-B Peachtree Dunwoody Road, Suite 275. Passive entity that owned 1/3 of RIA Atlanta Financial Associates, which was acquired by Mercer Advisors. Devotes 0 hours a month to this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
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