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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-10-09 |
| CA | RA | APPROVED | 2008-10-06 |
| PA | RA | APPROVED | 2006-03-31 |
Branch Locations
1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2006 | Present |
1) PASSI (PENN Asian Senior Services), Non-profit community-based organization, Philadelphia, PA. Board Member (2014). Not investment related, not compensated, 3 hrs./year, 2 hrs. during trading hours. 2) Asian American Women's Coalition; Title: Finance Chair: oversee Finance Committee; Hours per month:1, no hours during trading hours. Member since 1993: Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-18 |
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