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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-12-10 |
| TX | RA | APPROVED | 2018-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dayton | OH | 07/1995 | 12/2018 |
| Bank Of America,N.A. | Dayton | OH | 12/2009 | 12/2018 |
| D A. Noyes & Company | Maimisburg | OH | 12/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miamisburg | OH | 12/2018 | Present |
| Bank Of America, N.A. | Miamisburg | OH | 01/2019 | Present |
I*2180281, Entity Type: Entity Charitable, Name of OBA: Miami Valley Child Development Corporation, Address: Dayton, Ohio, 45402, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 04/21/2025, No Hours: 10 Yearly, No Hours during Trading: 10 Yearly, Duties: The entity is responsible for the Head Start educational programs in Montgomery Count Ohio. My role would be a finance committee member to help review financial performance versus budget, review budgets and plans for any new locations to be built or acquired and make recommendations to the board as needed for the approval of building projects, budgets and related items.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-02 |
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