Richard Joslin Seiwell

Employer firm

Seiwell Advisors, LLC CRD 125045

$22.2M regulatory AUM 5 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Seiwell Advisors, Llc

West Chester, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2003-03-13

PA RA
APPROVED

Since 2003-03-13

Branch Locations

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seiwell Advisors,Llc	West Chester	PA	01/2003	Present

01/2003 → Present

Seiwell Advisors,Llc

West Chester, PA

Previous Registrations

1999-01-04 → 2003-12-08

Farrell Capital Management, Inc.

West Chester, PA

Other Businesses

CATAWBA COLLEGE, 2300 W.INNES STREET, SALISBURY, N.C. 28144 TRUSTEE, 1986, MEMBER FINANCE COMMITTEE,MEMBER INVESTMENT COMMITTEE VOLUNTEER WORK--APPROXIMATELY 15 HOURS A MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-13

S65 Uniform Investment Adviser Law Examination

1992-10-13

Designations

Chartered Financial Analyst

View on SEC IAPD