Gerald Paul Gillespie

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 03/2017
  Massmutual
  Springfield, MA
• 03/2017 → 10/2017
  Sii Invesments, Inc.
  Depere, WI
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  De Pere, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  De Pere, WI

Previous Registrations

• 2017-10-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  De Pere, WI
  De Pere, WI
• 2017-03-10 → 2017-10-26
  Sii Investments, Inc.
  De Pere, WI
• 2006-08-08 → 2017-03-13
  Mml Investors Services, Llc
  De Pere, WI

Other Businesses

1. GILLESPIE & ASSOCIATES FINANCIAL SERVICES LLC POSITION: Managing Member NATURE: Insurance Sales and service, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2005 ADDRESS: 416 George St, 111, De Pere WI 54115, United States DESCRIPTION: Analyze and recommend life, disability and long term care products. Along with funeral trusts and annuities 2. GILLESPIE PROPERTIES, LLC POSITION: Managing Member NATURE: Ownership and property management of residential property and 1 vacant lot INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2005 ADDRESS: 252 S. Clay Street, De Pere WI 54115, United States DESCRIPTION: Collect rent and pay bills 3. GILLESPIE & ASSOCIATES WELLNESS SEMINARS POSITION: Presenter NATURE: Corporate financial wellness seminar for employees of businesses in Northeastern Wisconsin INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2019 ADDRESS: 416 George Street, Suite 111, De Pere WI 54115, United States DESCRIPTION: Contact business owners, present seminar along with employee concerns. Present seminar topics to employee/spouses/guests. 4. TENACITY ADVISORY GROUP, INC. POSITION: Affiliated Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304, United States DESCRIPTION: Share Best Practices

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-27
• S63 Uniform Securities Agent State Law Examination
  1987-12-10

Other Names

• Jerry Paul Gillespie
• Gerald Gillespie