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Leonard Keith Langner

LPl Financial LLC

Spencer, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • IA RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

301 Grand Ave, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Spencer IA 04/1993 11/2017
Lpl Financial Llc Spencer IA 11/2017 Present
  • 04/1993 → 11/2017
    Investment Centers Of America, Inc.
    Spencer, IA
  • 11/2017 → Present
    Spencer, IA
Previous Registrations
  • 1999-06-01 → 2017-12-06
    Investment Centers Of America, Inc.
    Spencer, IA
    Spencer, IA
    Fostoria, IA
    Appleton, WI
Other Businesses

1. 12/6/2018 - Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/04/2017 - 160 Hours Per Month/140 Hours During Securities Trading. 2. 1/25/2019 - Prairie Plans Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 01/18/2019 - 10 Hours Per Month/10 Hours During Securities Trading - Fixed Insurance. 3. 12/30/2019 - No Business Name - Investment Related - 1118 W 4th St. Spencer, IA 51301 - Real Estate Rental - Started 12/13/2019 - 2 Hour Per Month/0 Hours During Securities Trading - Purchased a farm. 4. 04/06/2022 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/29/2017. 5. 07/19/2022 - Leonard and Marlena Langner Family Trust - Investment Related - Home Based - Real Estate Rental - Start Date - 08/25/2022 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-17
S63 Uniform Securities Agent State Law Examination 1988-01-12
  • S65 Uniform Investment Adviser Law Examination
    1998-08-17
  • S63 Uniform Securities Agent State Law Examination
    1988-01-12

View on SEC IAPD

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