Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Spencer | IA | 04/1993 | 11/2017 |
| Lpl Financial Llc | Spencer | IA | 11/2017 | Present |
1. 12/6/2018 - Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/04/2017 - 160 Hours Per Month/140 Hours During Securities Trading. 2. 1/25/2019 - Prairie Plans Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date: 01/18/2019 - 10 Hours Per Month/10 Hours During Securities Trading - Fixed Insurance. 3. 12/30/2019 - No Business Name - Investment Related - 1118 W 4th St. Spencer, IA 51301 - Real Estate Rental - Started 12/13/2019 - 2 Hour Per Month/0 Hours During Securities Trading - Purchased a farm. 4. 04/06/2022 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/29/2017. 5. 07/19/2022 - Leonard and Marlena Langner Family Trust - Investment Related - Home Based - Real Estate Rental - Start Date - 08/25/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-12 |
Reach out to this advisor