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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| MO | RA | APPROVED | 1999-02-26 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 11/1998 | Present |
1. ROCKY MOUNTAIN EXPLORATION-NOT A BROKER/DEALER. OIL EXPLORATION VENTURE, 1-2 HOURS PER MONTH NON-BUSINESS PHONE CALLS. SECOND PRIVATE VENTURE INVESTMENT-ROCKY MOUNTAIN EXPLORATION.LEWIS & JILL WILKS IRREVOCABLE FAMILY TRUST, CO-TRUSTEE. 2. Zander Acquisitions LLC; 9127 Appomattox Ct. St. Louis MO 63123; Residential real estate rehabbing, sales and rentals; Founder/ Co-Owner; Evaluate property/help with some labor/selling and renting properties; 01/08/2019; 20.00 Hour(s) Per Month; not during securities trading hours; Investment-Related 3. Petronel, LLC; 2281 Kettington Ct Chesterfield MO 63017; personal ownership in Rocky Mtn Exploration; Owner; 06/01/2007; 2.00 Hour(s) Per Month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-04 |
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