Jeffrey Alan Rivlin

Current Employers

Employment History

• 01/2003 → Present
  Oppenheimer & Co. Inc.
  Delray Beach, FL

Previous Registrations

• 1998-08-21 → 2003-01-03
  Cibc World Markets Corp.
  Chicago, IL

Other Businesses

1.I AM GENERAL PARTNER IN A FAMILY PARTNERSHIP - RIVERWOODS, L.P. 700 DIMMEYDALE DR., DEERFIELD, IL 60015. MY ASSOCIATION WITH THE PARTNERSHIP BEGAN AT INCEPTION OF PARTNERSHIP (1997/1998). I SPEND APPROXIMATELY ONE HOUR PER MONTH MANAGING THE ACCOUNT'S INVESTMENTS. I DO NOT RECEIVE ANY COMPENSATION FROM THE PARTNERSHIP. MY FINANCIAL INTEREST IN THE RIVERWOODS, L.P. IS AS A FAMILY MEMBER, AND I AM AN EQUAL PARTNER. TRUSTEE FOR FATHERS TRUST GERALD B. RIVIN, TRUSTEE FOR SON'S TRUST MATTHEW RIVLIN, TRUSTEE FOR SONS TRUST WILLIAM RIVLIN. 2.I AM TRUSTEE OF MY NIECES TRUST - 2004 DYNASTY GIFT TRUST DTD 4/12/2004 FBO JENNA WILLITS (FKA JENNA RIVLIN KIDRIN). MY ASSOCIATION WITH THE TRUST BEGAN 4/12/2004 AND I NO NOT HAVE ANY FINANCIAL INTEREST IN THE TRUST. THE TIME SPENT ON THIS OUTSIDE ACTIVITY IS APPROXIMATELY ONE (1) HOUR PER QUARTER. I MAKE INVESTMENT DECISIONS AS TRUSTEE OF THE ACCOUNT AND I DO NOT RECEIVE ANY COMPENSATION. 3.I AM TRUSTEE OF MY NIECES TRUST - 2004 DYNASTY GIFT TRUST DTD 4/12/2004 FBO SOPHIA RIVLIN HORNICK. MY ASSOCIATION WITH THE TRUST BEGAN 4/12/2004 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE TRUST. THE TIME SPENT ON THIS OUTSIDE ACTIVITY IS APPROXIMATELY ONE (1) HOUR PER QUARTER. I MAKE INVESTMENT DECISIONS AS TRUSTEE OF THE ACCOUNT AND I DO NOT RECEIVE ANY COMPENSTION. 4.I AM TRUSTEE OF MY NIECE'S TRUST - 2004 DYNASTY GIFT TRUST DTD 4/12/2004 FBO ALYSSA COLEMAN (FKA ALYSSA ROVLIN KIDRIN). MY ASSOCIATION WITH THE TRUST BEGAN 4/12/2004 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE TRUST. THE TIME SPENT ON THIS OUTSIDE ACTIVITY IS APPROXIMATELY ONE (1) HOUR PER QUARTER. I MAKE INVESTMENT DECISIONS AS TRUSTEE OF THE ACCOUNT AND I DO NOT RECEIVE ANY COMPENSATION. 5.I AM TRUSTEE OF MY NIECES TRUST - 2004 DYNASTY GIFT TRUST DTD 4/12/2004 FBO ANNABELLE ISIS GUTMAN. MY ASSOCIATION WITH THE TRUST BEGAIN 4/12/2004 AND I DO NOT HAVE ANY FINANCIAL INTEREST INT HE TRUST. THE TIME SPENT ON THIS OUTSIDE ACTIVITY IS APPROXIMATELY ONE (1) HOUR PER QUARTER. I MAKE INVESTMENT DECISIONS AS TRUSTEE OF THE ACCOUNT AND I DONOT RECEIVE ANY COMPENSATION. 6.I AM TRUSTEE OF MY NEPHEW'S TRUST - 2004 DYNASTY GIFT TRUST 4/12/2004 FBO JORY RIVLIN GUTMAN. MY ASSOCIATION WITH THE TRUST BEGAN 4/12/2004 AND I DO NOT HAVE ANY FINANCIAL ITNEREST IN THE TRUST. THE TIME SPENT ON THIS OUTSIDE ACTIVITY IS APPROXIMATELY ONE (1) HOUR PER QUARTER. I MAKE INVETMENT DECISIONS AS TRUSTEE OF THE ACCOUNT AND I DO NOT RECEIVE ANY COMPENSATION. 7.TRUSTEE OF MY PERSONAL DESCENDANTS TRUST A/O 8/26/21.1 TO 2 HRS PER MONTH 8. SECOND HOME-PERIODICALLY RENTED OUT OVER THE YEAR. ADDRESS IS 470 3RD ST. SOUTH #302, ST. PETERSBURG, FL. HOURS SPENT ARE MINIMAL - 8 HOURS OR LESS PER YEAR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-23
• S63 Uniform Securities Agent State Law Examination
  1988-01-26