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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-11-08
CT RA APPROVED 2010-10-22
  • NH RA
    APPROVED
    Since 2022-11-08
  • CT RA
    APPROVED
    Since 2010-10-22

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2010 Present
Bank Of America, N.A Boston MA 05/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-18
  • S66 Uniform Combined State Law Examination
    2010-10-18

View on SEC IAPD

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