Garren Kent Mayer

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2002-10-07

WA RA
APPROVED

Since 2002-10-07

Branch Locations

Palm Springs, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sound Financial Group	Seattle	WA	08/1986	Present
Planmember Securities Corporation	Carpinteria	CA	04/2002	Present

08/1986 → Present

Sound Financial Group

Seattle, WA
04/2002 → Present

Planmember Securities Corporation

Carpinteria, CA

Other Businesses

SOUND FINANCIAL GROUP;2200 North Girasol Palm Springs, CA 92262; START 6/2011; AGENT; SALE OF FIXED ANNUITIES THROUGH ING; 15 HOURS/MONTH, 3 HOURS/MONTH DURING TRADING; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-02
S63	Uniform Securities Agent State Law Examination	1998-11-17

S65 Uniform Investment Adviser Law Examination

2002-10-02
S63 Uniform Securities Agent State Law Examination

1998-11-17

Other Names

Garren Mayer
Gareen Kent Mayer
Gareen Kent Mayer

View on SEC IAPD