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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-12-15 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services Inc | Columbia | SC | 02/1999 | 04/2020 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 06/2020 | 11/2023 |
| Wells Fargo Bank, Na | Columbia | SC | 06/2020 | 11/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 11/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-08 |
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