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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-10
UT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2011-11-10
  • UT RA
    APPROVED
    Since 2009-01-02

Branch Locations

3575 N 100 E Suite 100, Provo, UT 84604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Orem UT 01/1997 Present
Westview Business Park Provo UT 02/1997 Present
Raymond James Financial Services Advisors, Inc Provo UT 01/2009 Present
Basin Wastewater Solutions, Llc Provo UT 08/2014 01/2018
Boyd & Inez Moulton Family Trust U/A Dtd March 5, 2008 Victor ID 03/2008 Present
  • 01/1997 → Present
    Raymond James Financial Services, Inc.
    Orem, UT
  • 02/1997 → Present
    Westview Business Park
    Provo, UT
  • 01/2009 → Present
    Provo, UT
  • 08/2014 → 01/2018
    Basin Wastewater Solutions, Llc
    Provo, UT
  • 03/2008 → Present
    Boyd & Inez Moulton Family Trust U/A Dtd March 5, 2008
    Victor, ID
Other Businesses

(1)Name of Business: Moulton Stables Address: 107 west 3960 north, provo, utah, 84604, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/08/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: llc owned by me and my wife. We collect the rent each month from the renter in the cottage and on the pasture land which amounts to maybe 1 acre we raise two steers each year. I buy them in the spring and process them in the fall. I sell some of the meat to friends but they break even at best. (2)Name of Business: Moulton/Smithfield Llc Address: 3610 N University Ave Ste 350, Provo, UT, 84604, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/26/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased Industrial building for 300k, and have it rented out (3)Name of Business: Todd Moulton Financial Advisor Address: 3610 north university ave. #350, provo, UT, 84604, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We roll payroll from Raymond James into this LLC and do my payroll from this account and pay bills associated with the business. (4)Name of Business: westview business park Address: 3610 N University Ave Ste 350, Provo, UT, 84604, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/1997 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: receive the rent and pay the bills

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-20
S63 Uniform Securities Agent State Law Examination 1988-01-08
  • S65 Uniform Investment Adviser Law Examination
    1993-09-20
  • S63 Uniform Securities Agent State Law Examination
    1988-01-08
Other Names
  • Toss Alan Moulton
  • Todd A Moulton

View on SEC IAPD

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