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Julius John Costanza

Schwab Wealth Advisory, Inc.

Winter Garden, FL

CRD 1768956

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
FL RA APPROVED 2017-03-23
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • FL RA
    APPROVED
    Since 2017-03-23

Branch Locations

Winter Garden, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Winter Garden FL 07/2009 Present
4Js Uniforms Inc. Winter Garden FL 02/2009 02/2020
Schwab Wealth Advisory, Inc. Winter Garden FL 03/2017 Present
  • 07/2009 → Present
    Charles Schwab & Co., Inc.
    Winter Garden, FL
  • 02/2009 → 02/2020
    4Js Uniforms Inc.
    Winter Garden, FL
  • 03/2017 → Present
    Schwab Wealth Advisory, Inc.
    Winter Garden, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-19
S63 Uniform Securities Agent State Law Examination 2010-12-15
  • S66 Uniform Combined State Law Examination
    2015-05-19
  • S63 Uniform Securities Agent State Law Examination
    2010-12-15

View on SEC IAPD

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