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12 Penns Trail Suite 104, Newtown, PA 18940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quasar Distributors, Llc | Milwaukee | WI | 11/2010 | 01/2018 |
| Harding Loevner Funds | Bridgewater | NJ | 09/2015 | 01/2018 |
| Legg Mason Investor Services Llc | New York | NY | 01/2018 | 04/2021 |
| Clearbridge Investments | New York | NY | 01/2018 | 04/2021 |
| Thrift Financial, Inc. | Newtown | PA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-13 |
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