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Current Employers
Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-31
  • NY RA
    APPROVED
    Since 2023-07-31

Branch Locations

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Potsdam, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfd Investments Inc Kokomo IN 03/2013 Present
Creative Financial Designs Inc Kokomo IN 03/2013 Present
Other Businesses

1. CREATIVE FINANCIAL DESIGNS, INC - IAR 2. Northern Wealth Management-DBA name

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 1988-02-01
  • S66 Uniform Combined State Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    1988-02-01
Other Names
  • Paul A Lapointe

View on SEC IAPD

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