Daniel F Thompson

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
• 04/2016 → Present
  Bank Of America, N.A.
  Wilmington, DE

Previous Registrations

• 2014-01-08 → 2015-12-15
  Barclays Capital Inc.
  Philadelphia, PA
• 2010-09-17 → 2014-01-16
  Morgan Stanley
  Philadelphia, PA
  Jenkintown, PA
  West Conshohocken, PA

Other Businesses

I*116886 For profit or not for profit: Non-Profit Organization Name of outside business organization: Delaware Museum of Art Investment related: N Address of business: Wilmington, Delaware 19806 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 10/10/2018 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Steering committee to raise $$ for an endowment. I*117016 For profit or not for profit: Non-Profit Organization Name of outside business organization: K N Investment related: N Address of business: Wilmington, Delaware 19801 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 4/10/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: The Kalmar Nyckel is Delaware's tall ship. It is a 20 year old full scale replica of the first ship of European settlers that came in 1638. I am on the Development committee. We are advocated for the ship. We increase awareness and fund raise. I*1921262 Entity Charitable Name of OBA: The Biggs Museum Address: Dover, Delaware, 19901 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/31/2024 No Hours: 2 No Hours during trading: 1 Duties: Art Museum in Dover, Delaware I*4585278, Entity Type: , Name of OBA: Irrevocable Trust of C A. d V and G P. V, Settlors Grandchildren, Address: Kennett Square, Pennsylvania, 19348, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/31/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-12
• S63 Uniform Securities Agent State Law Examination
  1988-01-28

Other Names

• Dan Thompson
• Daniel Foote Thompson