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30400 Telegraph Rd. Suite 115, Bingham Farms, MI 48025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-07-06 |
| CA | RA | APPROVED | 2016-07-01 |
Branch Locations
5890 Stoneridge Dr Suite 103, Pleasonton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cents & Sensibility, Inc | Pleasanton | CA | 07/2000 | 03/2018 |
| Calton & Associates, Inc. | Pleasanton | CA | 06/2016 | 03/2018 |
| Duet Advisory Services Llc | Bingham Farms | MI | 06/2016 | Present |
| Private Client Services | Louisville | KY | 03/2018 | Present |
1) SHARON ALMEIDA; INVESTMENT RELATED; 5890 STONERIDGE DRIVE, SUITE 103, PLEASANTON, CA 94588; INSURANCE AGENT; 1 HOUR PER MONTH DURING TRADING; FIXED AND TRADITIONAL INSURANCE SALES RECEIVES COMMISSION. 2) WILLOW RIDGE OWNERS ASSOCIATION; NOT INVESTMENT RELATED; 5890 STONERIDGE DRIVE, SUITE 103, PLEASANTON, CA 94588; OFFICE BUILDING OWNERS ASSOCIATION; TREASURER; 2013; 1 HOUR PER MONTH DURING TRADING; NON-COMPENSATED TREASURER FOR THE ORGANIZATION. 3) TRI-VALLEY REACH; NOT INVESTMENT RELATED; P. O. BOX 5564, PLEASANTON, CA 94566; REACH BUILDS INCLUSIVE COMMUNITIES FOR ADULTS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES TO LIVE INDEPENDENTLY; VICE CHAIR - COMMUNITY OUTREACH, FUNDRAISING, MARKETING OF SERVICES PROVIDED BY REACH; 20 HOURS PER MONTH; 2 DURING TRADING. 4) CENTS & SENSIBILITY, INC.; INVESTMENT RELATED; 5890 STONERIDGE DRIVE, SUITE 103, PLEASANTON, CA 94550; FINANCIAL PLANNING BUSINESS; 100% OWNER, SPEND 130 HOURS PER MONTH WITH APPROXIMATELY 70% DURING MARKET HOURS AND RECEIVES COMMISSION. 5) OWNER, COMMERCIAL RENTAL PROPERTY, LOCATED AT 5890 STONERIDGE DRIVE SUITE 103 PLEASANTON 94588 1 HOUR PER MONTH DURING MARKET HOURS. RECEIVES RENTAL INCOME. NOT INVESTMENT RELATED. 6) DUET ADVISORY SERVICES LLC; PARTNER; LOCATED AT 30850 TELEGRAPH RD., SUITE 100 BINGHAM FARMS 48025 AND IS INVESTMENT RELATED. SPENDS 130 HOURS PER MONTH ENGAGED IN THIS BUSINESS WITH APPROXIMATELY 70% DURING MARKET HOURS RECEIVING CONSULTING FEES OR % OF ASSETS UNDER MANAGEMENT FEES. 7) OWNER, RESIDENTIAL RENTAL PROPERTY, LOCATED AT 3177 CHATEAU WAY #101 LIVERMORE 94550; 1 HOUR PER MONTH DURING MARKET HOURS. RECEIVES RENTAL INCOME. NOT INVESTMENT RELATED. 8) POA FOR MY COUSIN. 5890 STONERIDGE DR, SUITE 103, PLEASANTON, CA 94588. SERVE AS POA FOR MY COUSIN. POWER OF ATTORNEY. 1 HR/MO; 0 DURING TRADING HRS. 9) TRUSTEE OF THE FRIEHAMMER FAMILY TRUST. 916 MARS COURT, LIVERMORE, CA 94550. ACTING AS TRUSTEE FOR FAMILY MEMBERS. 10) POA FOR MY UNCLE WHO IS IN ASSISTED LIVING; 5890 STONERIDGE DRIVE, PLEASANTON, CA 94566; HANDLE FAMILY FINANCIES FOR FAMILY THAT IS UNABLE TO DO SO WITHOUT ASSISTANCE DUE TO ILLNESS/AGING; 5 HOURS PER MONTH; 0 DURING TRADING. 11) Conservator on Janelle Freihammer;s accounts (Cousin). 916 Mars Court, Livermore, CA 94550. Conservator on a family member's accounts (Cousin). Investment related. 12) POA on father's Fidelity IRA. 916 Mars Court, Livermore, CA 94550. Acting as a POA on IRA for family member. Investment realted.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-24 |
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