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Kristi Lee Archer

Wells Fargo Clearing Services, LLC

Bloomington, IL

CRD 1768017

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-04-12
TX RA APPROVED_RES 2011-04-21
  • IL RA
    APPROVED
    Since 2012-04-12
  • TX RA
    APPROVED_RES
    Since 2011-04-21

Branch Locations

1705 Tullamore Ave Ste B, Bloomington, IL 61704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington IL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-10
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-04-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28
Other Names
  • Kristi Lee Mitchell
  • Krish L Archer

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLOOMINGTON, IL
SAVANT WEALTH MANAGEMENT · Bloomington, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bloomington, IL

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