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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

132 A Industry Lane, Forest Hill, MD 21050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/1996 12/2020
Prudential Insurance Company Of America Forest Hill MD 12/2020 Present
Pruco Securities, Llc. Forest Hill MD 12/2020 11/2024
Agk Insurance Agency Inc Forest Hill MD 09/1993 Present
Lpl Enterprise, Llc Forest Hill MD 11/2024 Present
  • 01/1996 → 12/2020
    H. Beck, Inc.
    Rockville, MD
  • 12/2020 → Present
    Prudential Insurance Company Of America
    Forest Hill, MD
  • 12/2020 → 11/2024
    Forest Hill, MD
  • 09/1993 → Present
    Agk Insurance Agency Inc
    Forest Hill, MD
  • 11/2024 → Present
    Forest Hill, MD
Previous Registrations
  • 2021-01-06 → 2024-11-14
    Forest Hill, MD
    North Bethesda, MD
    Hunt Valley, MD
    Forest Hill, MD
  • 2003-06-09 → 2020-12-31
    Grove Point Investments, Llc
    Bel Air, MD
    Bel Air, MD
Other Businesses

1) 03/07/2025- A.G.K. Insurance Agency, Inc.- Non-Variable Insurance/Insurance Agency- CareFirst Blue Cross Blue Shield, Kelly & Associates Insurance Group, AllState Medicare Supplement, Ameritas Dental, Corporate Coverage- inv. related- at Forest Hill, MD- start date 08/17/1988- 10hrs/mnth-5hrs during trading 2) 03/10/2025- St. Ignatius Church Hickory- Outside/W-2 Employment- not inv. related- at Forest Hill, MD- start date 09/30/2023- 0hrs/mnth-0hrs during trading 3) 10/30/2025-AGK Financial Services-Principal-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/01/2024-150hrs/mth-7hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-19
S63 Uniform Securities Agent State Law Examination 1995-09-27
  • S65 Uniform Investment Adviser Law Examination
    2003-03-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-27
Other Names
  • Thomas Webster
  • Daniel I Webster
  • Daniel Ignatius Thomas Webster

View on SEC IAPD

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