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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-27
OH RA APPROVED 2002-01-31
  • TX RA
    APPROVED_RES
    Since 2020-01-27
  • OH RA
    APPROVED
    Since 2002-01-31

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

Uniontown, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canton OH 03/1997 Present
Bank Of America,Na Canton OH 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-07
S63 Uniform Securities Agent State Law Examination 1997-07-14
  • S65 Uniform Investment Adviser Law Examination
    1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-07-14

View on SEC IAPD

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