Michael Alan Dixon

Current Employers

Dixon Financial Services

Lafayette, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-24
TX	RA	APPROVED_RES	2010-04-29

CA RA
APPROVED

Since 2025-09-24
TX RA
APPROVED_RES

Since 2010-04-29

Branch Locations

Lafayette, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dixon Financial Services, Inc.	Lafayette	CA	03/1990	Present
Assante Capital Management Inc	San Jose	CA	08/2001	Present

03/1990 → Present

Dixon Financial Services, Inc.

Lafayette, CA
08/2001 → Present

Assante Capital Management Inc

San Jose, CA

Other Businesses

PRESIDENT/OFFICER OF DIXON FINANCIAL SERVICES, INC., SINCE 1990. LOCATION: 875 LAS TRAMPAS ROAD, LAFAYETTE, CA 94549. COMPENSATED BY SALARY, PERCENTAGE OF REVENUE, AND DIVIDENDS. OVER 98% OF EARNED INCOME COMES FROM THIS BUSINESS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-17

S63 Uniform Securities Agent State Law Examination

1990-12-17