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Daniel Cameron Seely

Ubs Financial Services Inc.

Tulsa, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-06
OK RA APPROVED 2008-11-28
  • TX RA
    APPROVED_RES
    Since 2009-04-06
  • OK RA
    APPROVED
    Since 2008-11-28

Branch Locations

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tulsa OK 11/2008 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-07
  • S63 Uniform Securities Agent State Law Examination
    1987-12-07

View on SEC IAPD

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