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Frederick C Palmer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hyannis, MA

Naples, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-19
TX RA APPROVED_RES 2014-09-15
CT RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2014-09-15
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

1545 Iyannough Rd, Hyannis, MA 02601 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hyannis MA 10/2009 Present
Bank Of America,N.A. Hyannis MA 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Falmouth, MA
    Hyannis, MA
    Barnstable, MA
    Marstons Mills, MA
    Hyannis, MA
    Hyannis, MA
  • 2004-09-21 → 2004-10-20
    Quick & Reilly, Inc.
    Hyannis, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-31
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S65 Uniform Investment Adviser Law Examination
    2004-08-31
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15
Other Names
  • Fred Palmer
  • Frederick Palmer
  • Frederick Elliott Palmer

View on SEC IAPD

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Other Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA
MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

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