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Stefan Alan Fencl

Leep Asset Management, LLC

Charlotte, NC

CRD 3106603

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Employer firm

Leep Asset Management, LLC CRD 321685

$16.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Leep Asset Management, Llc

10716 Carmel Commons Boulevard Suite 150, Charlotte, NC 28226 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2022-06-21
NC RA APPROVED 2022-06-06
  • SC RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2022-06-21
  • NC RA
    APPROVED
    Since 2022-06-06

Branch Locations

10716 Carmel Commons Boulevard Suite 150, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consulting Charlotte NC 01/2016 10/2016
First Citizens Bank Charlotte NC 11/2016 09/2018
Pnc Private Bank Charlotte NC 09/2018 04/2022
Leep Asset Management, Llc Charlotte NC 04/2022 Present
  • 01/2016 → 10/2016
    Consulting
    Charlotte, NC
  • 11/2016 → 09/2018
    First Citizens Bank
    Charlotte, NC
  • 09/2018 → 04/2022
    Pnc Private Bank
    Charlotte, NC
  • 04/2022 → Present
    Leep Asset Management, Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-24
  • S63 Uniform Securities Agent State Law Examination
    1998-09-24
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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