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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-21
TX RA APPROVED_RES 2020-10-09
  • GA RA
    APPROVED
    Since 2020-10-21
  • TX RA
    APPROVED_RES
    Since 2020-10-09

Branch Locations

101 World Dr Ste 175, Peachtree City, GA 30269 • United States

5900 River Rd Fl1 Ste 101 [Satellite], Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 07/2010 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 10/2020
Wells Fargo Advisors Financial Network, Llc Columbus GA 10/2020 Present
Previous Registrations
  • 2010-08-04 → 2020-10-09
    Columbus, GA
    Birmingham, AL
  • 2006-09-19 → 2010-07-26
    Morgan Keegan & Company, Llc
    Columbus, GA
  • 2003-02-25 → 2006-07-13
    Morgan Keegan & Company, Llc
    Columbus, GA
    Columbus, GA
Other Businesses

2. TRUSTEE OF TRUST FBO DAUGHER (2); COLUMBUS, GA; START 3/19/2019; 1 HR PER MONTH; 1 HR DURING TRADING. 3. WICKHAM CAPITAL LLC, INV RELATED, COLUMBUS, GA, 100% OWNERSHIP, START 5/29/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. 4. WICKHAM CAPITAL CASH BALANCE PLAN DBP; INV. RELATED; COLUMBUS, GA; TRUSTEE; FINET DBP; START DATE 1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. 5. WICKHAM CAPITAL 401K PLAN INDIVIDUAL; INV. RELATED; COLUMBUS, GA; TRUSTEE; START DATE; 1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. OCEAN MANOR II CONDO ASSOCIATION; NOT INV RELATED; PONTE VEDRA, FL; PRESIDENT; START DATE 2/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; ATTEND ANNUAL MEETING TO REVIEW ISSUES WITH PROPERTY MANAGEMENT COMPANY, SUPERVISE MEETINGS, & AVAILABLE TO PROPERTY MANAGEMENT CO IN CASE OF EMERGENCEY. SMITHWICK VENTURES LLC; NOT INV RELATED; COLUMBUS, GA; 50% OWNERSHIP; START DATE 9/23/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR PLANE OWNERSHIP FOR PERSONAL TRAVEL. SANDY OAKS, LLC ; INV RELATED;COLUMBUS,GA; RENT;100% OWNERSHIP; START DATE: 05/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09
Other Names
  • Malon M Wickham
  • Malon Murray Wickham

View on SEC IAPD

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