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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED_RES | 2020-10-09 |
Branch Locations
101 World Dr Ste 175, Peachtree City, GA 30269 • United States
5900 River Rd Fl1 Ste 101 [Satellite], Columbus, GA 31904 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | AL | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Columbus | GA | 10/2020 | Present |
2. TRUSTEE OF TRUST FBO DAUGHER (2); COLUMBUS, GA; START 3/19/2019; 1 HR PER MONTH; 1 HR DURING TRADING. 3. WICKHAM CAPITAL LLC, INV RELATED, COLUMBUS, GA, 100% OWNERSHIP, START 5/29/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. 4. WICKHAM CAPITAL CASH BALANCE PLAN DBP; INV. RELATED; COLUMBUS, GA; TRUSTEE; FINET DBP; START DATE 1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. 5. WICKHAM CAPITAL 401K PLAN INDIVIDUAL; INV. RELATED; COLUMBUS, GA; TRUSTEE; START DATE; 1/2022; 1 HR PER MONTH; 0 HRS DURING TRADING. OCEAN MANOR II CONDO ASSOCIATION; NOT INV RELATED; PONTE VEDRA, FL; PRESIDENT; START DATE 2/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; ATTEND ANNUAL MEETING TO REVIEW ISSUES WITH PROPERTY MANAGEMENT COMPANY, SUPERVISE MEETINGS, & AVAILABLE TO PROPERTY MANAGEMENT CO IN CASE OF EMERGENCEY. SMITHWICK VENTURES LLC; NOT INV RELATED; COLUMBUS, GA; 50% OWNERSHIP; START DATE 9/23/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR PLANE OWNERSHIP FOR PERSONAL TRAVEL. SANDY OAKS, LLC ; INV RELATED;COLUMBUS,GA; RENT;100% OWNERSHIP; START DATE: 05/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-09 |
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