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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Georgetown | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Georgetown | TX | 11/2016 | Present |
EOG RESOURCES, INC.; NOT INVESTMENT RELATED; HOUSTON=, TX; 100% OWNERSHIP; START DATE 5/8/17; NO TIME DEVOTED. RECEIVING PAYMENTS FROM MINERAL PROCEEDS. MAGNOLIA OIL & GAS OPERATING, LLC, NOT INVESTMENT RELATED, HOUSTON, TX, LESS THAN 1% OWNERSHIP, START DATE: 10/1/18, 0 HRS/MONTH, 0 HRS DURING TRADING, INHERITED ROYALTIES FROM OIL AND GAS. OVINTIV SERVICES INC, NOT INVESTMENT RELATED, DENVER, CO, 33.3% OWNERSHIP, START DATE: 4/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING, INHERITED ROYALTIES FROM OIL AND GAS. TRUTH RESOURCES, LP, NOT INVT RELATED, CONROE, TX, .017% OWNERSHIP, START DATE 6/23/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, INHERITED MINERAL PROCEEDS FROM OIL AND GAS LEASE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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