Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-06
TX RA APPROVED 2023-01-06
  • OH RA
    APPROVED
    Since 2023-01-06
  • TX RA
    APPROVED
    Since 2023-01-06

Branch Locations

29425 Chagrin Boulevard #270 [Satellite], Pepper Pike, OH 44122 • United States

3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cleveland OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cleveland OH 11/2016 01/2023
Wells Fargo Advisors Financial Network, Llc Pepper Pike OH 01/2023 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF OHIO, START 1/11/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOUR, NOTARIZE DOCUMENTS. PURA VIDA 420 LLC DBA PHAROS FINANCIAL ADVISORS, INV RELATED, PEPPER PIKE, OH, 33% OWNERSHIP, START 8/12/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. BERMAN SALOPECK GP, LLC ; INV RELATED; PALM BEACH GARDENS, FL; THIS ENTITY WAS FORMED IN ORDER TO SELL 10% TO GARDENS GROWTH PARTNERS/MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-13
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S65 Uniform Investment Adviser Law Examination
    2011-04-13
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28
Designations
  • Certified Financial Planner
Other Names
  • Elisabeth Tammy Buck
  • Tammy Buck
  • Elisabeth Tammy Daye
  • Tammy Salopeck
  • Elisabeth Tammy Salopeck

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Pepper Pike, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor