Kathleen M Auth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 02/2019
  Bank Of America
  Boston, MA
• 02/2019 → Present
  Bank Of America Private Bank
  Boston, MA

Other Businesses

member of the fund raising committee for campaign for catholic schools. charged with raising $25MM for teacher funding

Exams

• S66 Uniform Combined State Law Examination
  2019-09-25
• S63 Uniform Securities Agent State Law Examination
  1988-01-11

Other Names

• Kathleen Amy Mcentee
• Kathleen M Auth
• Kathleen A Mcentee