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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-08-05
  • CA RA
    APPROVED
    Since 2016-08-05

Branch Locations

883 Fourth Street, San Rafael, CA 94901 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Awr Investment Management, Llc

883 Fourth Street, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1999-01-15
  • CA RA
    APPROVED
    Since 1999-01-15

Branch Locations

San Anselmo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heffernan Investment Advisors, Inc. San Francisco CA 05/2000 01/2017
Awr Investment Management, Llc San Anselmo CA 10/1998 Present
Global Retirement Partners, Llc Dba Heffernan Financial Services San Rafael CA 08/2016 Present
  • 05/2000 → 01/2017
    Heffernan Investment Advisors, Inc.
    San Francisco, CA
  • 10/1998 → Present
    San Anselmo, CA
  • 08/2016 → Present
    Global Retirement Partners, Llc Dba Heffernan Financial Services
    San Rafael, CA
Previous Registrations
  • 2000-07-31 → 2017-01-13
    Heffernan Investment Advisors, Inc.
    San Francisco, CA
    San Rafael, CA
    San Rafael, CA
    San Rafael, CA
Other Businesses

Other business is disclosed in section 12 of the U4 form. Andrew Ryan is employed with another additional investment advisory firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-20
  • S65 Uniform Investment Adviser Law Examination
    1998-11-20

View on SEC IAPD

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