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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-10
FL RA APPROVED 2020-01-28
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2020-03-10
  • FL RA
    APPROVED
    Since 2020-01-28
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

Harvey Cedars, NJ • United States

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Sarasota FL 11/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2014 → Present
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

2. RENTAL PROPERTY, OWNER; (2ND PROPERTY); LONGBOAT KEY, FL; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-09-15
  • S63 Uniform Securities Agent State Law Examination
    1988-09-15
Designations

View on SEC IAPD

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