Timothy Thatcher Clark

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-12
FL	RA	APPROVED	2019-05-06

TX RA
APPROVED_RES

Since 2020-03-12
FL RA
APPROVED

Since 2019-05-06

Branch Locations

480 N Orlando Ave Ste 200, Winter Park, FL 32789 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Orlando	FL	01/1993	04/2019
Wells Fargo Clearing Services, Llc	Orlando	FL	04/2019	Present

01/1993 → 04/2019

Ubs Financial Services Inc.

Orlando, FL
04/2019 → Present

Wells Fargo Clearing Services, Llc

Orlando, FL

Previous Registrations

1993-01-08 → 2019-04-22

Ubs Financial Services Inc.

Winter Park, FL

Orlando, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-22

S63 Uniform Securities Agent State Law Examination

1987-12-22

Other Names

Tim Clark
Timothy Thatcher Clark
Timothy Clark

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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