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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Tampa | FL | 11/1998 | 07/2026 |
| Agia | Houston | TX | 12/2022 | 07/2026 |
| Lpl Financial | Tampa | FL | 07/2026 | Present |
1.07/31/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frontline Investment Advisors; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 160hrs/mth; 160hrs during trading 2.07/31/2026; Frontline Investment Advisors; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 160hrs/mth; 160hrs during trading 3.08/10/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 15 Wealth /15 Wealth Advisors/15 Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 160hrs/mth; 160hrs during trading 4.08/10/2026; Advantage Insurance Network (AIN), Back9, Capitas , Signal Advisors, Gradepoint Insurance DBA - 15 Insurance Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 07/31/2026; 20hrs/mth; 20hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-13 |
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